Information according to Securities Supervision Act – MiFID II

Information about us and our securities services PDF (227 KB)
Information on Erste Group Bank AG Execution Policy for Retail Clients PDF (227 KB)
Information on Erste Group Bank AG Execution Policy for Professional Clients PDF (239 KB)
General Terms and Conditions for Clearing Services of Exchange Traded Derivatives PDF (109 KB)
Pricing Guidelines for Clearing Services of Exchange Traded Derivatives PDF (111 KB)
Clearing member risk disclosure document PDF (231 KB)
Direct client risk disclosure document PDF (148 KB)
Commercial Policy for Access to Published Quotes PDF (136 KB)
Costs and Charges Disclosure Information on Financial Instruments PDF (194 KB)
Information on Product Costs for OTC Derivatives PDF (148 KB)
Information on bail-in in the event of bank resolution or recovery proceedings PDF (43 KB)
Erste Group Allocation and Syndication Policy for Debt Capital Markets PDF (167 KB)
Client information on the possible impact of Brexit on investment services PDF (196 KB)

MiFID Seller Feedback
Would you like to give us feedback/remarks as MiFID distributor according to § 31 WAG 2018, e.g. with regards to our defined target market criteria, or would you like to inform us about your sales outside the defined target market, then please be invited to contact our product management or Compliance department by using the following email:
email


Systematic Internaliser Status
Pursuant to §1 Z 28 Securities Supervision Act 2018 (WAG 2018) and §83 Stock Exchange Act 2018 (BörseG 2018) Erste Group Bank AG (LEI: PQOH26KWDF7CG10L6792) acts as a Systematic Internaliser for all Bonds (covering all bond subtypes), as well as for securitized derivatives (own issues).

Top 5 Report according to RTS 28

Top 5 broker report for professional clients 2020 PDF (225 KB)
Top 5 broker report for retail clients 2020 PDF (245 KB)
Top 5 Report for securities financing transactions 2020 PDF (164 KB)
Top 5 report trading venue for professional clients 2020 PDF (228 KB)
Top 5 report trading venue for retail clients 2020 PDF (255 KB)
Top 5 broker report for professional clients 2019 PDF (796 KB)
Top 5 broker report for retail clients 2019 PDF (810 KB)
Top 5 Report for securities financing transactions 2019 PDF (687 KB)
Top 5 report trading venue for professional clients 2019 PDF (808 KB)
Top 5 report trading venue for retail clients 2019 PDF (828 KB)
Top 5 broker report for professional clients 2018 PDF (541 KB)
Top 5 broker report for retail clients 2018 PDF (566 KB)
Top 5 Report for securities financing transactions 2018 PDF (471 KB)
Top 5 report trading venue for professional clients 2018 PDF (544 KB)
Top 5 report trading venue for retail clients 2018 PDF (565 KB)
Top 5 Report for 2017 PDF (173 KB)

Execution quality reports

Report of the quality of execution according to RTS 27 for the Retail Segment– Q4/2020 XML (3 MB)
Report of the quality of execution according to RTS 27 for the Retail Segment– Q3/2020 XML (2 MB)
Report of the quality of execution according to RTS 27 for the Retail Segment– Q2/2020 XML (2 MB)
Report of the quality of execution according to RTS 27 for the Retail Segment– Q1/2020 XML (5 MB)
Report of the quality of execution according to RTS 27 for the Retail Segment– Q4/2019 XML (3 MB)
Report of the quality of execution according to RTS 27 for the Retail Segment– Q3/2019 XML (2 MB)
Report of the quality of execution according to RTS 27 for the Retail Segment– Q2/2019 XML (2 MB)
Report of the quality of execution according to RTS 27 for the Retail Segment– Q1/2019 XML (4 MB)
Report of the quality of execution according to RTS 27 for the Retail Segment– Q4/2018 XML (3 MB)
Report of the quality of execution according to RTS 27 for the Retail Segment– Q3/2018 XML (2 MB)
Report of the quality of execution according to RTS 27 for the Retail Segment– Q2/2018 XML (3 MB)
Report of the quality of execution according to RTS 27 for the Retail Segment– Q1/2018 XML (3 MB)
Report of the quality of execution according to RTS 27 for the Institutional Segment– Q4/2020 XML (1 MB)
Report of the quality of execution according to RTS 27 for the Institutional Segment– Q3/2020 XML (735 KB)
Report of the quality of execution according to RTS 27 for the Institutional Segment– Q2/2020 XML (1 MB)
Report of the quality of execution according to RTS 27 for the Institutional Segment– Q1/2020 XML (1 MB)
Report of the quality of execution according to RTS 27 for the Institutional Segment– Q4/2019 XML (1 MB)
Report of the quality of execution according to RTS 27 for the Institutional Segment– Q3/2019 XML (1 MB)
Report of the quality of execution according to RTS 27 for the Institutional Segment– Q2/2019 XML (1 MB)
Report of the quality of execution according to RTS 27 for the Institutional Segment– Q1/2019 XML (1 MB)
Report of the quality of execution according to RTS 27 for the Institutional Segment– Q4/2018 XML (3 MB)
Report of the quality of execution according to RTS 27 for the Institutional Segment– Q3/2018 XML (3 MB)
Report of the quality of execution according to RTS 27 for the Institutional Segment– Q2/2018 XML (3 MB)
Report of the quality of execution according to RTS 27 for the Institutional Segment– Q1/2018 XML (3 MB)